Job Description

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Risk Analyst

Advertiser: Tiger Brokers (NZ) LimitedMore jobs from this company

Job Information

Job Listing Date
25 Nov 2019
Location
Auckland, Auckland Central
Work Type
Full Time
Classification
Banking & Financial Services, Compliance & Risk

Risk Analyst

• ABOUT US:

TIGER BROKERS (NZ) LIMITED is a Tiger Brokers company, a renowned Nasdaq listed financial technology (Fintech) venture headquartered in Beijing, China (NASDAQ: TIGR), with branches in several jurisdictions including New Zealand, Australia, Hong Kong, USA, and Singapore. We have a comprehensive Fintech background to offer a suite of multi-asset class capabilities which includes equities trading, access to primary market listings and hedge fund offerings. For further information about us, please visit www.itiger.com.

We thrive on excellence:

- Wall Street China awarded the company as the “Annual Outstanding Fintech Company” in 2017;

- KPMG rated the company as one of China’s Top 50 Leading Fintech firms for two years in a row in 2016/2017;

- HKEX awarded the company as “Innovative Fintech Company of the Year” in 2017;

- CB Insights awarded the company as "2017 Fintech 250".

Tiger Brokers, a strategic partner with NASDAQ, is backed by prominent conglomerates including Xiaomi Corporation (HKEX: 1810) and Interactive Brokers Group (NASDAQ: IBKR).

We are a supportive, energetic team offering appealing remuneration package and full-suite professional development. Take part in a growing business in the world of global capital markets and gain exposure to the world’s largest equities markets including NASDAQ, NYSE, HKEX and TSE. 

 

THIS OPPORTUNITY:

We are seeking an experienced Risk Analyst to provide monitoring and support across key risk and trade functions to our brokerage business.

 

MAIN RESPONSIBILITIES:

This role is responsible for assisting the company in developing and maintaining all aspects of the company’s Trade Risk Management Framework, by providing independent and objective oversight, monitoring and reporting functions in relation to risk activities associated with the company’s capital markets operations.

You will:

• Establish, monitor and report on the control mechanisms in place for each material risk and evaluate their effectiveness, as well as regularly reviewing the appropriateness of possible additional control mechanisms to address residual risks;

• Notify the company and the Management Group of any material deviation from, or material breach of the company’s Risk Management Framework;

• Where weaknesses or risks are identified in projects, work with Management Group to ensure rectification procedures are in place, actively monitored and appropriately reported on;

• Establish mechanisms to monitor trading activity across the business and implement systematic controls and surveillance procedures;

• Sourcing, capturing and maintaining all trading and market data elements to conduct analysis;

• Analysing orders, trade and alert data to detect possible market misconduct and abuse;

• Possess knowledge in US equities markets and regulatory (SEC & FINRA) framework. An understanding in Rule 144 and Directed Share Programs (DSP) will be an advantage.

 

YOU:

Ideally you will possess at least three years of trade and/or risk experience within the buy-side / capital markets / brokerage sector. You will also possess excellent project management capabilities coupled with strong interpersonal skills, resilience, and the ability to build positive, open relationships with key stakeholders across a changing, challenging and complex environment.

• Relevant Tertiary degree with strong knowledge of NZ securities rules, regulations and risk management knowledge;

• In-depth knowledge in equities markets is a must, additional knowledge in derivatives and external regulatory frameworks (such as SFC, SEC or FINRA) will be a huge bonus;

• Exceptional monitoring capability and data analytical skills is required;

• Strong analytical mindset combined with strong attention to details;

• Excellent self-management skills, interpersonal, presentation and communication skills as well as strong relationship management skills and the ability to interact with all stakeholders; 

• Fluent in Chinese is a bonus but not a must;

• Must be Eligible to work in New Zealand with a valid working Visa.

 

For further information about us, please visit www.itiger.com.

 

Please submit your CV and Cover Letter in PDF formats via Seek, or email hiring@tigerfintech.com for further information.

 

- ONLY SHORTLISTED CANDIDATES WILL BE CONTACTED -

• ABOUT US:

TIGER BROKERS (NZ) LIMITED is a Tiger Brokers company, a renowned Nasdaq listed financial technology (Fintech) venture headquartered in Beijing, China (NASDAQ: TIGR), with branches in several jurisdictions including New Zealand, Australia, Hong Kong, USA, and Singapore. We have a comprehensive Fintech background to offer a suite of multi-asset class capabilities which includes equities trading, access to primary market listings and hedge fund offerings. For further information about us, please visit www.itiger.com.

We thrive on excellence:

- Wall Street China awarded the company as the “Annual Outstanding Fintech Company” in 2017;

- KPMG rated the company as one of China’s Top 50 Leading Fintech firms for two years in a row in 2016/2017;

- HKEX awarded the company as “Innovative Fintech Company of the Year” in 2017;

- CB Insights awarded the company as "2017 Fintech 250".

Tiger Brokers, a strategic partner with NASDAQ, is backed by prominent conglomerates including Xiaomi Corporation (HKEX: 1810) and Interactive Brokers Group (NASDAQ: IBKR).

We are a supportive, energetic team offering appealing remuneration package and full-suite professional development. Take part in a growing business in the world of global capital markets and gain exposure to the world’s largest equities markets including NASDAQ, NYSE, HKEX and TSE. 

 

THIS OPPORTUNITY:

We are seeking an experienced Risk Analyst to provide monitoring and support across key risk and trade functions to our brokerage business.

 

MAIN RESPONSIBILITIES:

This role is responsible for assisting the company in developing and maintaining all aspects of the company’s Trade Risk Management Framework, by providing independent and objective oversight, monitoring and reporting functions in relation to risk activities associated with the company’s capital markets operations.

You will:

• Establish, monitor and report on the control mechanisms in place for each material risk and evaluate their effectiveness, as well as regularly reviewing the appropriateness of possible additional control mechanisms to address residual risks;

• Notify the company and the Management Group of any material deviation from, or material breach of the company’s Risk Management Framework;

• Where weaknesses or risks are identified in projects, work with Management Group to ensure rectification procedures are in place, actively monitored and appropriately reported on;

• Establish mechanisms to monitor trading activity across the business and implement systematic controls and surveillance procedures;

• Sourcing, capturing and maintaining all trading and market data elements to conduct analysis;

• Analysing orders, trade and alert data to detect possible market misconduct and abuse;

• Possess knowledge in US equities markets and regulatory (SEC & FINRA) framework. An understanding in Rule 144 and Directed Share Programs (DSP) will be an advantage.

 

YOU:

Ideally you will possess at least three years of trade and/or risk experience within the buy-side / capital markets / brokerage sector. You will also possess excellent project management capabilities coupled with strong interpersonal skills, resilience, and the ability to build positive, open relationships with key stakeholders across a changing, challenging and complex environment.

• Relevant Tertiary degree with strong knowledge of NZ securities rules, regulations and risk management knowledge;

• In-depth knowledge in equities markets is a must, additional knowledge in derivatives and external regulatory frameworks (such as SFC, SEC or FINRA) will be a huge bonus;

• Exceptional monitoring capability and data analytical skills is required;

• Strong analytical mindset combined with strong attention to details;

• Excellent self-management skills, interpersonal, presentation and communication skills as well as strong relationship management skills and the ability to interact with all stakeholders; 

• Fluent in Chinese is a bonus but not a must;

• Must be Eligible to work in New Zealand with a valid working Visa.

 

For further information about us, please visit www.itiger.com.

 

Please submit your CV and Cover Letter in PDF formats via Seek, or email hiring@tigerfintech.com for further information.

 

- ONLY SHORTLISTED CANDIDATES WILL BE CONTACTED -

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